Regulatory Compliance Officer - 12 Month Fixed-Term Contract
Lombard International Assurance S.A.

Job Description

About Lombard International Group

Lombard International Group is a leading provider of global wealth and succession planning solutions with 30+ years’ experience.  We have the strength and expertise to help high net worth and ultra-high net worth individuals, their families and institutions to protect, preserve and pass on their legacy to future generations.

It is in our nature to constantly innovate! We love what we do, quickly adapt, and we are agile, as well as being committed to serve our partners and clients across the globe with Best in Class wealth solutions and tailored services.

The Group serves over 25 markets across Asia, Europe, Latin America and the United States, providing multi-jurisdictional, unit linked life insurance and annuities on a global basis, with a deep understanding of local regulations, cultures and attitudes.

European assets under administration are of €46.3 billion (as at 31 December 2022). Our global team of almost 600 employees includes more than 60 technical experts specializing in multiple jurisdictions.

Funds managed by Blackstone own Lombard International. Blackstone Group L.P. is one of the world’s leading investment firms.

For further information about Lombard International, please visit:

At Lombard, it is in our nature to innovate!

We love what we do, quickly adapt, and we are agile, to bring out the very best in what we do

 Your role – Are you ready for a challenge?

  • Contribute to discussions on new business activities providing compliance expertise and advice, ensuring that regulatory requirements can be met and that conflict of interest is dealt with

  • Assist in the oversight of the regulatory watch in order to advise and anticipate regulatory changes on the local market and on markets the Company is active (ETOM)

  • Supervise the Regulatory Reporting Governance

  • Perform annual update of Compliance Risk Assessment and regular updates

  • Assist in developing the Compliance Monitoring Plan based on the Compliance Risk Assessment

  • Perform controls related to the Compliance Monitoring Plan

  • Supervise the collection of the management information data in terms of KRIs and the regular compliance reporting to the senior management

  • Assist in developing and implement training programs in connection to Compliance matters

  • Assist in developing and maintaining Compliance Charter, Policies and Procedures

  • Maintain Corporate Intranet with regards to Corporate Policies and Procedures

  • Propose recommendation and oversee clearing of relevant findings

  • Provide standard and ad-hoc information and data reports to the Management, regulators and auditors

  • Provide an advisory/expertise role into all compliance matters

  • Add value through lateral thinking and key input to Risk and Compliance management matters

  • Communicate collaboratively and continually with the management group, employees, sales and other stakeholders and provide guidance on upstream regulatory change


Your profile – Have you got what it takes to become our Regulatory Compliance Officer?

  • You have a first experience in Compliance or Risk related Function, in the Banking or Insurance sector;

  • Knowledge of the Luxembourg rules and regulations or of another EU member state;

  • Ability to balance legal requirements with the commercial aspects of the business;

  • Excellent analytical skills with a high degree of initiative, attention to details, planning and organisational skills;

  • Strong communication, presentation and influencing skills, with ability to express opinion to internal and external customers;

  • Enthusiastic team player and self-motivated;

  • Able to cope with pressure and tight deadlines in a fast-paced environment;

  • Fluent in English; knowledge of other languages will be considered an asset.


We offer you

An exciting opportunity to build a network of contacts across the organization in a collaborative and diverse workplace. At Lombard International we have a diverse team of over 40 nationalities. We are always looking for exceptional talent to join our team. Because our people are our greatest assets, you will enjoy recognition and rewarding packages. We also offer you the possibility to shape your professional career in line with your own goals and the opportunity to work with the top talent in the industry. The work can be challenging but Lombard International is always a great place to work. We are committed to extending equal employment opportunities to all individuals.


Be a part of our community!

Lombard is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, colour, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.

Given the sensitive nature of our business, industry sector and the role as described, the selected candidate is required to provide a criminal record (Bulletin n°3 for Luxembourgish residents). This excerpt will be kept by Lombard International Assurance S.A. in compliance with article 8-5 (2) of the law of 23 July 2016 and for no longer than one month from the conclusion of the employment contract; otherwise it will be destroyed without any undue delay should the candidate not be hired.

Should you be interested in pursuing this opportunity, please send your application in full confidence to Lombard International Assurance S.A,

Lombard International Assurance is aware of its obligations under the General Data Protection Regulation (GDPR) and is committed to processing your data securely and transparently.

Our Recruitment privacy notice is in line with GDPR and provides more information with regards to the types of data that we collect and hold on you as a job applicant, including for the performance of Background Checks.  It also sets out how we use that information, how long we keep it for and other relevant information about your data. For full details please click here Recruitment Privacy Statement